ESMA releases last policy documents to get ready for MiCA
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is publishing the last package of final reports containing regulatory technical
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FCA responds to High Court motor finance judicial review decision
We welcome the additional clarity the judgment brings to discretionary commission arrangement (DCA) complaints. On 17 December 2024, the High Court found in favour of
Former Victorian director charged with making false statements to ASIC
Benjamin Thomas Molloy of Point Cook, Victoria has been convicted of making false statements to ASIC, contrary to sections 1308(1) and 1308(2) of the Corporations
Former registered liquidator Peter Amos sentenced to prison for dishonest use of position as external administrator
Former registered liquidator and external administrator Peter Andrew Amos was sentenced on 13 December 2024 in the District Court of NSW to four years imprisonment
ESMA publishes its Final Report on bond transparency and reasonable commercial basis under MiFIR Review
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, published today the Final Report covering mandates under the MiFIR Review
ESMA delivers technical standards on CTPs and other DRSPs
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, published today new and revised technical standards for Consolidated Tape Providers