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New way of paying for investment research proposed by the financial regulator

The FCA has put forward plans for a new way to pay for investment research. Analysis by the FCA shows that asset managers are largely

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April 10, 2024

FCA secures £1.6m for investors from alleged unlawful investment schemes

The FCA previously commenced civil proceedings against AWL and Mr Willis to recover investor funds linked to the firm’s alleged unlawful activity, with the regulator

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April 4, 2024

SO FX Ltd in creditors’ voluntary liquidation

We advise all former customers of SO FX Ltd who may have a claim to contact the firm’s liquidators, Evelyn Partners. In August 2020, we

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April 2, 2024

Larry Barreto and Tassib Hussain sentenced for mortgage fraud

On 27 March 2024, Larry Barreto and Tassib Hussain were sentenced for fraud offences following a prosecution brought by the FCA, which saw the pair

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March 28, 2024

Stuart Bayes found guilty of insider dealing 

Mr Bayes was employed as a site manager at UK plastic manufacturer, RPC Group Plc (RPC). Through his employment he obtained confidential information, known as

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March 28, 2024

FCA finds concerns over insurers’ valuation of written-off or stolen vehicles

An FCA review has found evidence that suggests some firms are offering their customers less than their written-off or stolen vehicle is worth and, in

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March 27, 2024

FCA warns firms and finfluencers to keep their social media ads lawful

The FCA has set out how adverts across social media channels must be fair, clear and not misleading, meaning they must have balance and carry

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March 26, 2024

Four individuals charged over suspected water scam

The FCA alleges that the individuals ran an unauthorised investment scheme, which defrauded investors out of £3.9 million. The FCA has charged Bruce Rowan, David

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March 22, 2024

Update for consumers on Philips Trust Corporation

A significant number of consumers were affected when the Philips Trust Corporation (PTC) went into administration in April 2022. This case has been very distressing

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March 22, 2024

FCA asks Financial Advisers to review their processes in retirement income support

The Financial Conduct Authority (FCA) has today written to the Chief Executives of financial advice firms asking them to review their processes when providing retirement

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March 20, 2024
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