New way of paying for investment research proposed by the financial regulator
The FCA has put forward plans for a new way to pay for investment research. Analysis by the FCA shows that asset managers are largely
The FCA has put forward plans for a new way to pay for investment research. Analysis by the FCA shows that asset managers are largely
The FCA previously commenced civil proceedings against AWL and Mr Willis to recover investor funds linked to the firm’s alleged unlawful activity, with the regulator
We advise all former customers of SO FX Ltd who may have a claim to contact the firm’s liquidators, Evelyn Partners. In August 2020, we
On 27 March 2024, Larry Barreto and Tassib Hussain were sentenced for fraud offences following a prosecution brought by the FCA, which saw the pair
Mr Bayes was employed as a site manager at UK plastic manufacturer, RPC Group Plc (RPC). Through his employment he obtained confidential information, known as
An FCA review has found evidence that suggests some firms are offering their customers less than their written-off or stolen vehicle is worth and, in
The FCA has set out how adverts across social media channels must be fair, clear and not misleading, meaning they must have balance and carry
The FCA alleges that the individuals ran an unauthorised investment scheme, which defrauded investors out of £3.9 million. The FCA has charged Bruce Rowan, David
A significant number of consumers were affected when the Philips Trust Corporation (PTC) went into administration in April 2022. This case has been very distressing
The Financial Conduct Authority (FCA) has today written to the Chief Executives of financial advice firms asking them to review their processes when providing retirement