Mr Mudasir Mohammed Naseeruddin has pleaded guilty to two counts of dishonest conduct and two counts of failing to discharge his duties as a director

ASIC has suspended the Australian financial services (AFS) licence of NWQ Capital Management Pty Ltd (NWQ) until 25 January 2024. ASIC suspended the licence because

ASIC Chair Joe Longo has welcomed the establishment of a new Advisory Group to advise ASX Clear and ASX Settlement on strategic clearing and settlement

ASIC has commenced proceedings in the Federal Court against online investment platform, eToro Aus Capital Limited (eToro), regarding its contract for difference (CFD) product. ASIC

Former company director Shaobo Hu, of Melbourne, Victoria, has been sentenced to a 12-month good behaviour bond after being convicted for providing false information to

ASIC is warning market participants that strong, targeted enforcement action will continue in the coming months as part of its focus on protecting consumers from

The High Court has ruled in favour of the FCA against Robin Forster, the director of a company which took £57 million from 380 investors

The FCA has appointed Clare Woodman as Chair of the FCA Markets Practitioner Panel, Matt Hammerstein as Chair of the FCA Practitioner Panel, and Mandy

From 31 July 2023, the following new transactions were added to the ASIC Regulatory Portal: Apply for ASIC consent to resign as an auditor of

The FCA has today set out a 14-point action plan to ensure banks and building societies are passing on interest rate rises to savers appropriately,