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ESMA publishes latest edition of its newsletter

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published its latest edition of the Spotlight on Markets Newsletter. Your one-stop-shop in the

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January 9, 2025

ESMA publishes 2024 ESEF XBRL files and ESEF conformance suite

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published the 2024 European Single Electronic Format (ESEF) XBRL taxonomy

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January 8, 2025

​ESMA launches selection of the Consolidated Tape Provider for bonds

​The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is launching the first selection procedure for the Consolidated Tape Provider

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January 3, 2025

Perth property developer disqualified from managing corporations for four years

ASIC has disqualified Allen Bruce Caratti, of Perth, Western Australia, from managing corporations for a period of 4 years, after his involvement in three failed

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December 24, 2024

Sanlam admits to inadequate oversight of authorised representatives

The Australian arm of South African financial services conglomerate Sanlam Group will need to have its compliance processes reviewed by an independent expert after it

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December 23, 2024

Sanlam admits to inadequate oversight of authorised representatives

The Australian arm of South African financial services conglomerate Sanlam Group will need to have its compliance processes reviewed by an independent expert after it

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December 23, 2024

Perth accountant charged over alleged insider trading in Genesis Minerals shares

Last Friday, 20 December 2024, Vittorio Letizia, of Cottesloe, Perth appeared at Perth Magistrates’ Court charged with five counts of insider trading in connection with

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December 23, 2024

Third person sentenced for Courtenay House misconduct

David Sipina of Prairiewood NSW, a former contractor and promoter of Courtenay House investments, has been sentenced to three years’ imprisonment, to be served by

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December 23, 2024

ESMA publishes feedback received to proposed review of securitisation disclosure templates

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today published a Feedback Statement summarising the responses it received to

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December 20, 2024

ESAs are recruiting Heads of Unit for their DORA Joint Oversight Team

The European Supervisory Authorities (EBA, EIOPA and ESMA – ESAs) today kicked off a joint recruitment process for Heads of Unit (AD9) in the Joint

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December 20, 2024
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