Great Point Investments Limited enters liquidation

ESMA launches a Common Supervisory Action with NCAs on Compliance and Internal Audit Functions

The European Securities and Markets Authority (ESMA), the EU’s securities and markets regulator launches today a Common Supervisory Action (CSA) with National Competent Authorities (NCAs)

FCA charges Hampshire-based independent financial adviser with multiple fraud offences

The FCA has charged Mrs Lisa Campbell with multiple criminal offences, including fraud by abuse of position and providing false or misleading information to the

ESMA consults on amendments to settlement discipline

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has launched today a consultation on settlement discipline, with the objective

ESMA consults on revised disclosure requirements for private securitisations

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has launched a consultation on revising the disclosure framework for private

Geopolitical and macroeconomic developments driving market uncertainty

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today publishes its first risk monitoring report of 2025, setting out

ESMA appoints Birgit Puck as new Chair of the Markets Standing Committee

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has appointed Birgit Puck, Finanzmarktaufsicht (FMA) as a new Chair of

ETE
Europe Trading Entities