ESMA releases last policy documents to get ready for MiCA
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is publishing the last package of final reports containing regulatory technical
If they have abused your investment, we invite you to contact the financial authorities of the state where you live!
Be careful not to fall prey to fraudulent forms as you risk never capitalizing on your capital! You may be called out of the blue or after entering your phone number on a website form. You might also be contacted by email or a text message
Make your research beforehand on which platform you will operate by checking: What license does the company own, where it has the right to operate, etc. being sure where your money is invested!
Check first if they are registered and their license also covers your state!
You may also verify companies that have accepted to be part of the e-pact, which invites companies that provide licensed services to give access to these details to customers interested in these services! Learn more about the e-pact by clicking here!
Apply here to file a complaint!
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is publishing the last package of final reports containing regulatory technical
We welcome the additional clarity the judgment brings to discretionary commission arrangement (DCA) complaints. On 17 December 2024, the High Court found in favour of
Benjamin Thomas Molloy of Point Cook, Victoria has been convicted of making false statements to ASIC, contrary to sections 1308(1) and 1308(2) of the Corporations
Former registered liquidator and external administrator Peter Andrew Amos was sentenced on 13 December 2024 in the District Court of NSW to four years imprisonment
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, published today the Final Report covering mandates under the MiFIR Review
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, published today new and revised technical standards for Consolidated Tape Providers