ETE
Europe Trading Entities

  • For Firms
  • For Markets
  • For consumers
Menu
  • For Firms
  • For Markets
  • For consumers
  • About Us
  • News
  • Publications
Menu
  • About Us
  • News
  • Publications

FCA secures convictions against two individuals for £1.5m fraud

Two individuals have been convicted for their roles in an £1.5m investment fraud following a prosecution brought by the FCA. Between February 2017 and June

Read More »
November 7, 2024

ASIC seeks feedback on proposed guidance on sustainability reporting regime

ASIC has today released a draft regulatory guide on the sustainability reporting regime for consultation with stakeholders. From 1 January 2025, many large Australian businesses

Read More »
November 7, 2024

All aboard: strong infrastructure for smooth journeys

The building we’re in, Savoy Place, was designed by one of our greatest architects: Charles Holden. He’s known today for his work for London Underground.

Read More »
November 6, 2024

ASIC’s proceedings against Dixon Advisory director Paul Ryan dismissed

The Federal Court has dismissed ASIC’s case against Paul Ryan, director of Dixon Advisory & Superannuation Services Pty Limited, for alleged breaches of directors’ duties.

Read More »
November 6, 2024

Federal Court appoints receivers to ALAMMC Developments

On 1 November 2024, the Federal Court made orders appointing Helen Newman and Andrew Fielding of BDO as receivers of the property of ALAMMC Developments

Read More »
November 5, 2024

ASIC takes action to wind up 95 companies

ASIC has applied to the Federal Court to wind up 95 companies. ASIC lacks confidence in the conduct and management of the affairs of the

Read More »
November 5, 2024

FCA welcomes Project Guardian’s first industry report on tokenisation

Project Guardian is an international collaboration of industry and regulators, led by the Monetary Authority of Singapore, that explores the use of fund and asset

Read More »
November 4, 2024

FCA bans Steven Hodgson and Paul Adams for pension transfer advice failings

The FCA has banned Steven Hodgson and Paul Adams of Vintage Investment Services (Vintage) from advising any customers on pension transfers and opt outs. Mr

Read More »
October 31, 2024

FCA and PSR Boards appoint new chair to decision-making committees

The FCA and PSR Boards have appointed Alison Potter as chair of the FCA’s Regulatory Decisions Committee (RDC) and the PSR’s Enforcement Decisions Committee (EDC).

Read More »
October 31, 2024

ESAs publish 2024 Joint Report on principal adverse impacts disclosures under the Sustainable Finance Disclosure Regulation

The European Supervisory Authorities (EBA, EIOPA and ESMA – ESAs) have published their third annual Report on disclosures of principal adverse impacts under the Sustainable

Read More »
October 30, 2024
« Previous Next »

For Firms

  • How do you register with ETE?
  • What is an ETE number?
  • What is transparency e-pact?
  • ETE Confirmed Firms
Menu
  • How do you register with ETE?
  • What is an ETE number?
  • What is transparency e-pact?
  • ETE Confirmed Firms

For Consumers

  • Complain about a Broker!
  • Where to complain about brokers?
Menu
  • Complain about a Broker!
  • Where to complain about brokers?
  • Term and Conditions
  • Freedom of information
  • Privacy Policy
  • Contact Us
Menu
  • Term and Conditions
  • Freedom of information
  • Privacy Policy
  • Contact Us