The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) today published a Consultation Paper on two draft Joint Guidelines covering suitability

ASIC has banned former PwC Australia partner Peter-John Collins, of Sandringham, Victoria, from providing financial services or controlling an entity that carries on a financial

ASIC and APRA have released the public notes on the fifth Superannuation CEO Roundtable held on Wednesday 27 September 2023. The Roundtable was hosted by

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has performed the first annual assessment based on data collected in

On 10 October 2023, the Administrative Appeals Tribunal (AAT) set aside ASIC’s decisions to ban Dominique Grubisa, the founder of DG Institute Pty Ltd, from

ASIC has made ASIC Corporations and Credit (Amendment) Instrument 2023/589, which modifies the reportable situations regime so that licensees do not have to submit notifications

Check against delivery Good afternoon everyone. It’s a pleasure to be here with you at the 33rd Annual Credit Law Conference. As Australia’s conduct regulator

ASIC has today released findings from its first integrated financial reporting and audit surveillance program. As a result of ASIC’s surveillance, adjustments totalling $215 million

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today publishes a letter and a statement to encourage preparations for

Check against delivery After a series of wars and revolutions, the economic climate is unstable. Inflation means the currency has been losing value for decades,