The FCA has fined Equifax Ltd (Equifax) £11,164,400 for failing to manage and monitor the security of UK consumer data it had outsourced to its
The Federal Court today found Australia and New Zealand Banking Group Limited (ANZ) breached continuous disclosure laws when undertaking a $2.5 billion institutional share placement
ASIC continued its strong focus on enforcement action in the last financial year, driving positive outcomes for consumers and small businesses, and maintaining trust and
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is today publishing a supervisory briefing on circuit breakers, which provides
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today launches a public consultation on the revision of the Delegated
Check against delivery I am pleased to appear before the Committee today and to provide this short opening statement. My name is Warren Day and
The European Securities and Markets Authority (ESMA), the EU’s financial markets and securities regulator, today publishes two articles on decentralised finance (DeFi), one on developments
The Financial Conduct Authority (FCA) has censured London Capital & Finance (LCF) for its unfair and misleading financial promotions of minibonds. The FCA does not
ASIC has taken action against 11 self-managed superannuation fund (SMSF) auditors, where conduct has fallen short and they have breached their obligations, in the quarter
Mining exploration company Condor Blanco Mines Limited (ACN 141 347 640) has been fined $100,000 for failing to lodge five annual financial reports with ASIC.