ASIC has lodged civil penalty proceedings in the Federal Court against Vanguard Investments Australia, alleging misleading conduct in relation to claims about certain environmental, social
We have removed permissions from Samsky Pay Ltd. This means it is no longer permitted to carry out regulated activities. The firm appears to have
Commenting on today’s announcement from the NatWest Board regarding recent allegations, Sheldon Mills, Executive Director, Consumers and Competition said: ‘We have raised concerns with NatWest
ASIC has acted against eight self-managed superannuation fund (SMSF) auditors for breaches of their obligations. This included breaches of auditing and assurance standards, independence requirements,
In the past year, the FCA has reduced harm to consumers and businesses by stopping 627 firms, that failed to meet the minimum standards, from
The FCA and Practitioner Panel 2022/23 survey was sent to a sample of regulated firms, to gather their feedback on how we are doing in
Following 2 successful pilots, our Digital Sandbox will be made available permanently on 1 August 2023, opening up the platform to an even broader range
The Australian Prudential Regulation Authority (APRA) and the Australian Securities and Investments Commission (ASIC) have released key materials for consultation, to support the implementation of
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, and national competent authorities (NCAs) completed an analysis of the cross-border
What happens to my insurance policy? If you bought your insurance through MCE Insurance Limited, they acted as your insurance broker and you are insured