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Former Chair, CEO and CFO of Bruck Textile Technologies committed to stand trial

Mr Philip James Bart, Mr Geoffrey Thomas Parker and Mr Ronald George Johnson, the former Chair, Chief Executive Officer and Chief Financial Officer of Bruck

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June 30, 2023

Accountant charged with falsifying signatures on audit documents

Stephen Robert Allen, the sole director of K.H.N Holdings Pty Ltd trading as Alkemade & Associates, has been charged on indictment in the County Court

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June 26, 2023

ASIC accepts court enforceable undertaking from Brisbane financial adviser

ASIC has accepted a court-enforceable undertaking from former Acquire Strategic Advisers Pty Ltd director and financial adviser, Gregory Blackaby, from Brisbane, Queensland. ASIC’s investigation revealed

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June 22, 2023

ASIC cancels AFS licence of APBG Capital Pty Ltd

ASIC has cancelled the Australian financial services (AFS) licence of APBG Capital Pty Ltd (APBG Capital). The license authorised APBG Capital to deal in interests

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June 15, 2023

Former credit broker permanently banned following fraud convictions

ASIC has permanently banned Trevor William King, a former Sydney credit broker, from engaging in any credit activities and from providing any financial services, after

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June 9, 2023

Director duties charge proved and dismissed against former Victorian director

A charge brought against former company director Mr Pardeep Sehgal of Craigieburn Victoria for breaching his director duties has been proven but dismissed. An ASIC

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June 5, 2023

ASIC issues first DDO stop order for failure to take reasonable steps in CFD distribution

ASIC has made an interim stop order preventing Mitrade Global Pty Ltd (Mitrade) from opening trading accounts or dealing in contracts for difference (CFDs) or

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June 2, 2023

ASIC builds on regtech innovation initiative into poor market disclosure

As outlined in ASIC’s Corporate Plan 2022-26, ASIC is committed to work on development of an innovative solution to identify and assess poor market disclosure

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June 1, 2023

ASIC signs MoU with the National Offshore Petroleum Safety and Environmental Management Authority

ASIC has signed a new Memorandum of Understanding (MoU) with the National Offshore Petroleum Safety and Environmental Management Authority (NOPSEMA), regarding mutual assistance in the

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May 26, 2023

Former managing director Holly Grofski convicted of criminal charges

Former managing director of Global Merces Funds Management Ltd (in liquidation) Ms Holly Marie Grofski has been sentenced to offences involving the falsification of documents

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May 24, 2023
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