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City & Merchant Limited enters liquidation

On 11 September 2024, City & Merchant Limited entered liquidation with Dermot Coakley and Shaun Walker of WSM Marks Bloom LLP appointed as joint liquidators.

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September 13, 2024

Firms encouraged to explore new approaches to increase pension engagement

Our new research highlights when and how firms can improve their communications to help consumers to make informed decisions about their retirement savings. Our research

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September 11, 2024

ESAs warn of risks from economic and geopolitical events

The three European Supervisory Authorities (EBA, EIOPA and ESMA – ESAs) today issued their Autumn 2024 Joint Committee Report on risks and vulnerabilities in the

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September 10, 2024

FCA charges first individual with running a network of illegal crypto ATMs

The FCA has charged Mr Olumide Osunkoya, who is 45 and resides in London, for unlawfully running multiple crypto ATMs without FCA registration. Crypto ATMs

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September 10, 2024

ASIC to target misconduct in banking and superannuation sectors

ASIC today released its Enforcement and regulatory update (1 January to 30 June 2024), which sets out recent outcomes in enforcement and regulation. In the

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September 9, 2024

FCA sets out temporary measures for firms on ‘naming and marketing’ sustainability rules

We’re offering firms temporary flexibility to comply with ‘naming and marketing’ rules under our Sustainability Disclosure Requirements regime until 2 April 2025. Our Sustainability Disclosure

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September 9, 2024

The FCA’s new listing rules and what’s to come

Key messages We are continuing with our ambitious package of reforms to strengthen the UK’s position in global wholesale markets. After undertaking the biggest change

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September 6, 2024

FCA publishes decisions against 3 individuals, and fines and bans a fourth, for reckless pension transfer advice

The FCA has decided to ban 2 financial advisers and 2 partners at St Martin’s Partners LLP (SMP) from working in financial services, and collectively

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September 6, 2024

Oversight of ARs improving but more to do, says FCA

The FCA has set out good practice and areas for improvement to help principal firms effectively monitor their Appointed Representatives (ARs). The findings follow a

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September 6, 2024

Court appoints receivers and new voluntary administrators to Keystone

On 27 August 2024, the Federal Court made orders appointing Jason Tracy and Lucica Palaghia of Deloitte as receivers and managers of the property of

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September 6, 2024
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