ASIC has suspended the Australian financial services (AFS) licence of First City Corporate Advisory Services Pty Limited (First City) for failing to lodge its annual

ASIC has suspended the Australian financial services (AFS) licence of JB Markets Pty Ltd (JB Markets) until 30 April 2024 for failing to: comply with

We have recently reviewed our interpretation of the consumer credit legislation for Limited Permission secondary credit brokers. Specifically, how the legislation applies to credit broking

Ulrike Hotopp and Claire Whyley have been appointed to the FCA’s and Payment Systems Regulator’s (PSR) Competition Decisions Committees (CDCs). These two committees are responsible

A review by the FCA has found that while most Authorised Fund Managers (AFMs) have made efforts to comply with the FCA’s expectations on the

ASIC will look to take strong, targeted enforcement action in the coming months and into 2024, as part of its focus on member outcomes in

On 23 October 2023, we imposed a number of restrictions on KBFS Financial Limited (KBFS/the Firm), preventing it from carrying on any regulated activities and

Larry Barreto, based in the East Midlands, has been found guilty today of 11 charges of fraud by false representation following a prosecution brought by

New research shows Gen Zs are feeling financially stressed, with high levels of debt including Buy Now Pay Later use. New nationwide research released by

On 25 October 2023, the Administrative Appeals Tribunal (AAT) varied ASIC’s decision to ban Mark Babbage from engaging in credit activities and providing financial services.