ETE
Europe Trading Entities

  • For Firms
  • For Markets
  • For consumers
Menu
  • For Firms
  • For Markets
  • For consumers
  • About Us
  • News
  • Publications
Menu
  • About Us
  • News
  • Publications

ASIC sues Westpac for failing to respond to hardship notices

ASIC has commenced civil penalty proceedings in the Federal Court against Westpac Banking Corporation for failing to respond to customers’ hardship notices within the time

Read More »
September 5, 2023

ASIC proposes to remake financial reporting legislative instrument

ASIC proposes to remake ASIC Class Order [CO 13/1050] Financial reporting by stapled entities. Under the Legislation Act 2003, legislative instruments cease automatically, or ‘sunset’,

Read More »
September 5, 2023

ESMA seeks experts for new Consultative Working Groups under its Risk Committee

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is seeking candidates for its two Consultative Working Groups (CWG) of

Read More »
September 1, 2023

FCA analysing lenders’ fair value assessments

Following concerns that not all savers are getting good deals, we required 9 firms to provide us with their assessments of what value their savings

Read More »
September 1, 2023

Direct Line to carry out a past business review relating to the FCA’s pricing rules

Direct Line Group has agreed a voluntary requirement having charged some existing home and motor customers more for their renewal than they would have done

Read More »
September 1, 2023

ASIC halts offer of Storehouse Residential Trust

ASIC has made an interim stop order on Storehouse Residential Trust (ARSN 135 182 074) (Fund), a registered managed fund promoted by K2 Asset Management

Read More »
September 1, 2023

ASIC disqualifies VIC director for three and a half years

ASIC has disqualified Athina Bragiannis (also known as Tina Bragiannis) of Preston, VIC, from managing corporations for three and a half years due to her

Read More »
September 1, 2023

Restaurateur banned for four years

ASIC has disqualified Stefano De Blasi of Stafford Heights, Queensland, from managing corporations for four years, after his involvement in three failed companies. Mr De

Read More »
September 1, 2023

NSW director charged with five counts of falsifying company books

The former sole director of ice vending machine company 24-7 Ice Pty Limited, Gary Leslie Cutcliffe, has appeared at Toronto Local Court charged with five

Read More »
September 1, 2023

Update on the FCA’s wholesale data market study

The FCA is on track to publish its wholesale data market study report by 1 March 2024. In an update report on progress so far

Read More »
August 31, 2023
« Previous Next »

For Firms

  • How do you register with ETE?
  • What is an ETE number?
  • What is transparency e-pact?
  • ETE Confirmed Firms
Menu
  • How do you register with ETE?
  • What is an ETE number?
  • What is transparency e-pact?
  • ETE Confirmed Firms

For Consumers

  • Complain about a Broker!
  • Where to complain about brokers?
Menu
  • Complain about a Broker!
  • Where to complain about brokers?
  • Term and Conditions
  • Freedom of information
  • Privacy Policy
  • Contact Us
Menu
  • Term and Conditions
  • Freedom of information
  • Privacy Policy
  • Contact Us