Trevor William King of Sydney, New South Wales, was sentenced in Parramatta Local Court on 10 February 2023 to a 14-month intensive corrections order after

On 9 February 2023, Sharon Kia Le Heng of Perth, Western Australia, was convicted and sentenced in the Perth District Court for stealing $725,639.50 from

ASIC has cancelled the Australian financial services (AFS) licence of Family Wealth Strategy Pty Ltd (489148). The licence was cancelled on the basis that Family

ASIC reminds company directors to ensure material business risks are adequately disclosed in annual reports, to better inform shareholders and prospective investors. ASIC’s ongoing financial

On 31 January 2023, Don George Evans of Woodlands, Western Australia, was sentenced in the Supreme Court of Western Australia to 12 months’ imprisonment. Mr

Wilsons Advisory and Stockbroking Ltd ACN 010 529 665 (Wilsons) has paid a penalty of $548,328 to comply with an infringement notice given by the

On 31 January 2023, former financial adviser John Wertheimer was convicted and sentenced in the Perth District Court for one count of providing a financial

ASIC has banned a Gold Coast director of a business that leased an automated trading robot, designed to work on foreign exchange (FX) trading platforms

Home finance companies General Commercial Group Pty Ltd (formerly known as Urban Commercial Group) and Eden Capital (Australia) Pty Ltd (formerly known as Southside Lending)

ASIC has disqualified Mr Kevin Prakash Verapen, of Montmorency, Victoria, from managing corporations for three years due to his involvement in the failure of three