ASIC has placed an interim stop order on offers from APS Savings Limited (APS Savings) in response to deficiencies in the issuers’ target market determination

The FCA announces the formation of a group to develop a Code of Conduct for Environmental Social and Governance (ESG) data and ratings providers. As

ASIC has released the Reportable Situations Application Programming Interface (API) for submitting reports under the regime. The API will improve efficiency for high-volume users submitting

Former Tesla Motors Australia Pty Ltd (Tesla Australia) director Kurt Schlosser, of Sydney, New South Wales, has pleaded guilty at the Sydney Downing Centre Local

On 21 June 2022, the FCA issued a First Supervisory Notice which gave directions and imposed requirements on Samweb (UK) Limited due to concerns about

On 10 November 2022, ASIC accepted a court-enforceable undertaking from financial advisory firm Lasarith Pty Ltd, trading as ‘Succession Matters’, and its sole director and

ASIC has disqualified William (aka Bill) Hanron Redmond of Clayfield, Queensland, from managing corporations for two years due to his involvement in the failure of

In support of Scams Awareness Week, ASIC is warning consumers of the key signs of a crypto scam and advising them what to do if

ASIC has announced its Enforcement Priorities for 2023, which will include enforcement action on greenwashing and predatory lending, as well as a continuing focus on

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of