21-162MR Debt management licensing regime has commenced
From 1 July 2021, providers of debt management services (including firms offering ‘debt negotiation’ or ‘credit repair’ services) are regulated under the National Consumer Credit
From 1 July 2021, providers of debt management services (including firms offering ‘debt negotiation’ or ‘credit repair’ services) are regulated under the National Consumer Credit
Westpac has committed to remediating customers whose financial advisers may have failed to notify them of corporate actions between 2005 and 2019. Westpac estimates approximately
ASIC has today released Consultation Paper 342 Proposed amendments to the ASIC market integrity rules and other ASIC-made rules (CP 342). The proposed amendments are
The Full Federal Court today dismissed an application by Cigno Pty Ltd (Cigno) which sought to quash ASIC’s first product intervention order in relation to
ASIC has updated its class order on exchange traded funds (ETF) to allow ETF issuers to use overseas market makers. ASIC has made ASIC Corporations
The Administrative Appeals Tribunal (AAT) has dismissed an application for review of ASIC’s decision to permanently ban former financial advisor, Mr Robert Hutchison, from providing
Peter Ross Dunkley of Clovelly, NSW, has been charged with three counts of breaching his directors’ duties. Mr Dunkley was the sole director of APD
Regulators in Australia are reiterating the importance of ensuring a timely transition away from the London Interbank Offered Rate (LIBOR). This requires ceasing the use
ASIC has today published Information Sheet 255 Activist short selling campaigns in Australia , considering the practice of ‘activist short selling’ in Australia and outlining
ASIC has cancelled the Australian Financial Services licence (AFSL) and Australian Credit licence (ACL) of Victorian-based financial services provider and mortgage broker Direct My Wealth