ETE
Europe Trading Entities

  • For Firms
  • For Markets
  • For consumers
Menu
  • For Firms
  • For Markets
  • For consumers
  • About Us
  • News
  • Publications
Menu
  • About Us
  • News
  • Publications

ASIC wins against Rent4Keeps for overcharging vulnerable consumers on essential household goods

The Federal Court today found the business model used by Rent4Keeps to sell everyday goods, such as furniture, electronics and whitegoods breached the Credit Act.

Read More »
September 4, 2024

ASIC cancels AFS licence of retail OTC derivative issuer FXOpen AU

ASIC has cancelled the Australian financial services (AFS) licence of contracts for difference (CFDs) and foreign exchange contracts issuer, FXOpen AU Pty Ltd (FXOpen AU),

Read More »
September 4, 2024

Former Courtenay House director sentenced to 11 years imprisonment

Former Courtenay House director Tony Iervasi has been sentenced in the Supreme Court of NSW to 11 years imprisonment with a non-parole period of seven

Read More »
September 2, 2024

ASIC’s Moneysmart calls on super funds to better engage millennials following findings from industry roundtable

ASIC’s Moneysmart convened a roundtable of leading influential voices for millennials and their finances that is sounding the alarm for superannuation funds to lift their

Read More »
September 2, 2024

ASIC prosecutes 78 individuals for failing to assist registered liquidators

ASIC has prosecuted 78 individuals for failing to assist registered liquidators over the six months from 1 January to 30 June 2024. These enforcement actions

Read More »
August 30, 2024

CLSA pays penalty for providing incorrect regulatory data

CLSA Australia Pty Limited has paid a penalty of $144,300 to comply with an infringement notice given by the Markets Disciplinary Panel (MDP) for failing

Read More »
August 29, 2024

Markets increasingly sensitive after strong performance in early 2024

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today publishes its second risk monitoring report of 2024, setting out

Read More »
August 29, 2024

FCA announces work into pure protection market

The FCA intends to launch a market study into how pure protection insurance products are sold following concerns that competition is not working well in

Read More »
August 28, 2024

Former Brisbane financial adviser Ben Jayaweera sentenced to 12 years imprisonment for fraud at retrial

Ben Jayaweera, a former financial adviser and director of Growth Plus Financial Group Pty Ltd (in Liquidation), has been sentenced to 12 years’ imprisonment following

Read More »
August 27, 2024

FCA sets out rules and proposals to build up UK wholesale markets

The FCA has set out a package of measures designed to help strengthen the UK’s capital markets and position as a global and vibrant financial

Read More »
August 26, 2024
« Previous Next »

For Firms

  • How do you register with ETE?
  • What is an ETE number?
  • What is transparency e-pact?
  • ETE Confirmed Firms
Menu
  • How do you register with ETE?
  • What is an ETE number?
  • What is transparency e-pact?
  • ETE Confirmed Firms

For Consumers

  • Complain about a Broker!
  • Where to complain about brokers?
Menu
  • Complain about a Broker!
  • Where to complain about brokers?
  • Term and Conditions
  • Freedom of information
  • Privacy Policy
  • Contact Us
Menu
  • Term and Conditions
  • Freedom of information
  • Privacy Policy
  • Contact Us